Wiley Series 4 Exam Review 2014 + Test Bank The Registered Options Principal Qualification Examination

by: Unknown
  • ISBN 13:


  • ISBN 10:


  • Edition: 2nd
  • Format: Paperback
  • Copyright: 12/16/2013
  • Publisher: Wiley

Note: Not guaranteed to come with supplemental materials (access cards, study guides, lab manuals, CDs, etc.)

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Wiley Series 4 Exam Review prepares candidates for the Registered Options Principal Qualification Examination, which tests an aspiring manager of a FINRA member firm?s options personnel and options accounts. The book addresses options investment strategies, supervision of sales activities and trading practices, supervision of employees, business conduct, and recordkeeping and reporting requirements. Candidates will gain access to an online test bank for each chapter and thorough preparation for the FINRA exam.

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