9781118719725

Wiley Series 24 Exam Review 2014 + Test Bank The General Securities Principal Qualification Examination

by: Unknown
  • ISBN 13:

    9781118719725

  • ISBN 10:

    1118719727

  • Edition: 2nd
  • Format: Paperback
  • Copyright: 12/31/2013
  • Publisher: Wiley

Note: Not guaranteed to come with supplemental materials (access cards, study guides, lab manuals, CDs, etc.)

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Summary

Wiley Series 24 Exam Review prepares candidates for the FINRA General Securities Principal Qualification Examination, which tests an aspiring manager of general-securities broker-dealer?s understanding of pertinent rules and statutory provisions. The book addresses supervision of investment banking, underwriting, research, sales, trading and market making, and Brokerage Office Operations. Candidates will gain access to an online test bank for each chapter and thorough preparation for the FINRA exam.

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