International Survey of Investment Advisor Regulation

  • ISBN 13:


  • ISBN 10:


  • Edition: 3rd
  • Format: Hardcover
  • Copyright: 06/22/2012
  • Publisher: Aspen Pub

Note: Not guaranteed to come with supplemental materials (access cards, study guides, lab manuals, CDs, etc.)

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The investment management industry has seen explosive growth worldwide. As securities markets around the globe continue their development, many investment advisers seek access to an international client base and crossborder investments. These trends, plus the significant impact of the Internet as a business medium, make the regulation of investment advisers increasingly complex and important. Recently, many countries have either implemented or substantially revised their investment adviser regulations, posing new challenges for advisers with an international business focus. In this environment, knowledge of regulatory schemes around the world is essential. Now in its second edition, International Survey of Investment Adviser Regulation is an unparalleled current guide To The regulatory systems in 29 jurisdictions. Each chapter represents the contribution of preeminent practitioners. A clear, uniform presentation permits easy comparisons among the different regulatory systems. International Survey of Investment Adviser Regulation allows investment advisers, regulators, lawyers and others in the investment management industry to evaluate the time, cost and legal considerations that will bear on strategic decisions to provide investment advisory services in specific countries. it also provides a guide for those engaged in the study of comparative regulatory systems as well as for policymakers who seek to improve and harmonize the regulation of investment advisers worldwide.

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