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Wiley Series 24 Exam Review 2014 + Test Bank The General Securities Principal Qualification Exa...

by: Unknown
ISBN: 9781118719725 | 1118719727
Edition: 2nd
Format: Paperback
Publisher: Wiley
Pub. Date: 12/31/2013

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Wiley Series 24 Exam Review prepares candidates for the FINRA General Securities Principal Qualification Examination, which tests an aspiring manager of general-securities broker-dealer?s understanding of pertinent rules and statutory provisions. The book addresses supervision of investment banking, underwriting, research, sales, trading and market making, and Brokerage Office Operations. Candidates will gain access to an online test bank for each chapter and thorough preparation for the FINRA exam.

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