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Insider Trading Answer Book 2013

ISBN: 9781402418938 | 1402418930
Format: Paperback
Publisher: Natl Book Network
Pub. Date: 1/16/2013

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Summary
Because the insider trading laws apply to everyone not just corporate insiders a proper understanding ofboth the basics of insider trading law as well as some of the complexities and nuances of this important areaof the law is important to anyone who invests in the securities markets. Insider Trading Law and ComplianceAnswer Book provides you with a step-by-step understanding of the legalrequirements imposed upon all investors. It walks you through: The elements of an insider trading claim What is legitimate company research that can be freely acted uponand what is nonpublic information that may not When acting on a tip can incur legal liability The framework of penalties when insider trading has been successfully proven. Insider Trading Law andCompliance Answer Book provides both the lawyer and the lay investor with a complete understanding of thecriminal and civil issues that can arise, the possible penalties that could be incurred and the defenses available.It reflects the in depth knowledge of legal practitioners who provide ongoing counseling and litigationrepresentation to a wide array of clients. With today's turbulent financial markets, an increased number of insidertrading charges and convictions are hitting the newspapers. Insider Trading Law and Compliance Answer Book,which fully integrates recent regulatory changes, will provide a concise road map, helping the reader tonavigate the legal requirements safely.


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