9781118719572

Wiley Series 55 Exam Review 2014 + Test Bank The Equity Trader Qualification Examination

by: Unknown
  • ISBN 13:

    9781118719572

  • ISBN 10:

    1118719573

  • Edition: 2nd
  • Format: Paperback
  • Copyright: 12/31/2013
  • Publisher: Wiley

Note: Not guaranteed to come with supplemental materials (access cards, study guides, lab manuals, CDs, etc.)

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Summary

Wiley Series 55 Exam Review prepares candidates for the Equity Trader Qualification Examination, which qualifies a representative to trade equity and convertible debt securities on a principal or agency basis. The book addresses, among other topics, NASDAQ securities, over-the-counter securities, quotation and market maker requirements, trading halts, market halts, pre-arranged and third party trades, anti-competitive trading, and insider trading regulations. Candidates will gain access to an online test bank for each chapter and thorough preparation for the FINRA exam.

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