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Wiley Series 55 Exam Review 2014 + Test Bank The Equity Trader Qualification Examination

by: Unknown
ISBN: 9781118719572 | 1118719573
Edition: 2nd
Format: Paperback
Publisher: Wiley
Pub. Date: 12/31/2013

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Wiley Series 55 Exam Review prepares candidates for the Equity Trader Qualification Examination, which qualifies a representative to trade equity and convertible debt securities on a principal or agency basis. The book addresses, among other topics, NASDAQ securities, over-the-counter securities, quotation and market maker requirements, trading halts, market halts, pre-arranged and third party trades, anti-competitive trading, and insider trading regulations. Candidates will gain access to an online test bank for each chapter and thorough preparation for the FINRA exam.

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