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Wiley Series 4 Exam Review 2014 + Test Bank The Registered Options Principal Qualification Exam...

by: Unknown
ISBN: 9781118719558 | 1118719557
Edition: 2nd
Format: Paperback
Publisher: Wiley
Pub. Date: 12/16/2013

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Wiley Series 4 Exam Review prepares candidates for the Registered Options Principal Qualification Examination, which tests an aspiring manager of a FINRA member firm?s options personnel and options accounts. The book addresses options investment strategies, supervision of sales activities and trading practices, supervision of employees, business conduct, and recordkeeping and reporting requirements. Candidates will gain access to an online test bank for each chapter and thorough preparation for the FINRA exam.

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